Securities Exchange Commission

News

1. JC Penney Shares up on George Soros Investment

   Thu, 25 Apr 2013

   about 17.4 million shares of the Plano, Texas, department store operator in a filing with the Securities and Exchange Commission . The SEC requires shareholders to disclose stakes of 5 percent or more in a company. Shares are up 98 cents
2. UnitedHealth CEO Compensation up 4 Percent in 2012

   Thu, 25 Apr 2013

   company's proxy statement filed with the Securities and Exchange Commission . That's up 4 percent from the total reported by companies to the Securities and Exchange Commission . The value that a company assigned
3. Shareholder Renews Smithfield Split-up Suggestion

   Thu, 25 Apr 2013

   consider splitting up the company. Continental Grain Co. on Thursday filed a presentation with the Securities and Exchange Commission furthering its recommendation outlined in a letter to the company's board last month. Continental
4. How a Phony Tweet and Computer Trades Sank Stocks

   Wed, 24 Apr 2013

   been corroborated. The FBI and the Securities and Exchange Commission said they had opened investigations increasingly popular. Earlier this month, the SEC cleared companies to release key announcements computer trading for years. Last month, the SEC proposed tighter oversight of automatic
5. Capital One Paying $3.5M to Settle SEC Charges

   Wed, 24 Apr 2013

   the financial crisis. The Securities and Exchange Commission said Wednesday that Capital weak credit histories, the SEC said. Two former Capital 000 in fines to settle the SEC charges. The bank and the consumers were affected, the SEC does not criticize the company's
6. How a Phony Tweet and Computer Trades Sank Stocks

   Wed, 24 Apr 2013

   popular. Earlier this month, the Securities and Exchange Commission cleared companies to release key announcements computer trading for years. Last month, the SEC proposed tighter oversight of automatic systems routinely, and report to the SEC about problems that could damage trading
7. Capital One Paying $3.5M to Settle SEC Charges

   Wed, 24 Apr 2013

   preceding the financial crisis. The Securities and Exchange Commission said Wednesday that Capital One understated consumers with weak credit histories, the SEC said. Two former Capital One executives total $135,000 in fines to settle the SEC charges. The bank and the executives

Videos

1. 
   Where Was the SEC ?

   Tue, 7 Oct 2008

   general's report out today. Concludes the SEC . Gave Mac preferential treatment three Charles Grassley. There's a culture at the SEC . That they're not willing to take on Nash was about to take over Afghanistan. The SEC 's head of enforcement Linda Thompson

   the SEC found at 0:58, 1:41

   firm John and a a new inspector general's report out today. Concludes the SEC . Gave Mac preferential treatment three years ago during an insider trading investigation. He's pretty much off limits the investigation of -- was

   The report was requested by senator Charles Grassley. There's a culture at the SEC . That they're not willing to take on the big boys. And whether big economically or big politically for our Mac has lots of -- on Wall Street and the inspector general's report found that because Nash was about to take over Afghanistan. The SEC's head of enforcement Linda Thompson. He gave him information about the investigation that quote would not be available to another potential target of lesser means our reputation uncorked. The inspector general recommended disciplinary action against tops. Matt denies He tried to influence the SEC and after a gig was fired back did testify and was cleared of wrongdoing. While the report did not find cases are generally affected by political decisions at the SEC . It is a damning indictment of the SEC in a time when many questions about his failure to fully enforce Wall Street laws are being ready.
2. 
   Financial Scheme Unravels

   Tue, 16 Dec 2008

   or three years. If the SEC had been enormous job Today in Washington the SEC 's head of enforcement ducked questions about the SEC 's failure to detect Total collapse. Of the Securities and Exchange Commission . Ability to police

   Securities Exchange Commission found at 3:47

   since 2006. -- -- operation the subject to the scrutiny of the securities exchange commission . Last year at a business roundtable. Madoff talked about dealing with the SEC revealing his own niece was married to an SEC officials. There's always this friction that goes on. Between the regulating saw the
3. 
   Goldman Sachs Charged With Fraud

   Fri, 16 Apr 2010

   government coming down like got hammered today on Goldman Sachs. The Securities and Exchange Commission has charged the powerful investment bank with fraud. The SEC accuses Goldman of an elaborate mortgage investment scheme tied to the

   Securities and Exchange Commission found at 0:06

   but government coming down like got hammered today on Goldman Sachs. The Securities and Exchange Commission has charged the powerful investment bank with fraud. The SEC accuses Goldman of an elaborate mortgage investment scheme tied to the collapse of the housing market. And officials say today's charges could
4. 
   McCain: SEC Chair 'Betrayed the Public Trust'

   Thu, 18 Sep 2008

   primary regulator of Wall Street. Is the Securities and Exchange Commission . We call the SEC kept in place trading rules. Let speculators companies into the ground. Chairman. Of the SEC serves at the appointment of the president

   Securities and Exchange Commission found at 0:31

   not working for you. The primary regulator of Wall Street. Is the Securities and Exchange Commission . We call the SEC kept in place trading rules. Let speculators and hedge funds. Turn our markets. Into a casino. They allowed naked short selling which
5. 
   Goldman's Un-Midas Touch

   Mon, 19 Apr 2010

   is reeling this morning still falling after the Goldman Sachs charges on Friday were brought by the Securities and Exchange Commission here in Washington. This really sent shockwaves throughout put the US market in the world markets

   Securities and Exchange Commission found at 0:08

   falling after the Goldman Sachs charges on Friday were brought by the Securities and Exchange Commission here in Washington. This really sent shockwaves throughout put the US market in the world markets you're seeing Asian markets now. Falling
6. 
   Markets React to Greek Government Vote

   Wed, 22 Jun 2011

   Chase settling in multimillion dollar fraud case with the SEC . Involving just let miss leading mortgage practices million dollar fine that JPMorgan Chase is paying to the Securities and Exchange Commission . Had to do with who picked and how they marketed. Investments

   Securities and Exchange Commission found at 4:40

   in the marketplace JPMorgan Chase settling in multimillion dollar fraud case with the SEC . Involving just let miss leading mortgage practices of course this goes back to the 2008 financial crisis I give us the details on a settlement. Rates -- this happen now later in the day yesterday about a 150 million dollar fine that JPMorgan Chase is paying to the Securities and Exchange Commission . Had to do with who picked and how they marketed. Investments that were linked to mortgages. And none of course all this
7. 
   Jan. 24, 1984: First Apple Macintosh Computer

   Wed, 5 Oct 2011

   screen. a couple of years when you become really proficient when your computer the Securities and Exchange Commission will help you make money with a the SEC just called for bids to computerize its public files on American corporation. And

   Securities and Exchange Commission found at 0:29

   couple of years when you become really proficient when your computer the Securities and Exchange Commission will help you make money with a the SEC just called for bids to computerize its public files on American corporation. And they are huge going about five and a half