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  1. PHOTO: David Miller, an institutional sales trader who lives in Rockville Centre, N.Y. agreed to a partial settlement of the SEC's charges April, 17 2013.
  2. PHOTO: Chinese Vice Premier Wang Qishan (R) meets with Mary Schapiro, chair of the U.S. Securities and Exchange Commission (SEC), in Beijing, capital of China, July 2, 2012.
  3. PHOTO: Securities and Exchange Commission (SEC) Chair Mary Schapiro testifies on Capitol Hill in Washington, Dec. 6, 2011.
  4. PHOTO: Computers owned by the Securities and Exchange Commission Trading and Markets division were brought by SEC staffers to a hacker convention.
  5. PHOTO: Securities and Exchange Commission Inspector General David Kotz testifies on Capitol Hill before the Senate Banking Committee hearing regarding Bernard Madoff in this Sept. 10, 2009 file ...
  6. PHOTO The U.S. Securities and Exchange Commission has counseled or disciplined 24 employees who accessed pornographic sites on government computers between 2005 and 2010 as the financial system ...
  7. PHOTOVincent McCrudden, who managed accounts controlled by Alnbri Management LLC, is charged with threatening to kill 47 current and former officials of the Securities and Exchange Commission
  8. PHOTO Securities and Exchange Commission (SEC) Chair Mary Schapiro testifies on Capitol Hill

Photos

  1. X-Rated at the SEC

    Sat, 24 Apr 2010

    X-Rated at the SEC

  2. VIDEO: Suzy Welch and Jon Hilsenrath weigh in on the SEC investigation of fraud.

    Tue, 20 Apr 2010

    VIDEO: Suzy Welch and Jon Hilsenrath weigh in on the SEC investigation of fraud.

  3. VIDEO: Matt Jaffe on the SEC's charges against Goldman Sachs.

    Mon, 19 Apr 2010

    VIDEO: Matt Jaffe on the SEC's charges against Goldman Sachs.

  4. VIDEO: The SEC charges investment giant Goldman Sachs with fraud.

    Mon, 19 Apr 2010

    VIDEO: The SEC charges investment giant Goldman Sachs with fraud.

  5. VIDEO: The SEC says the powerhouse bank sold mortgage investments designed to fail.

    Fri, 16 Apr 2010

    VIDEO: The SEC says the powerhouse bank sold mortgage investments designed to fail.

  6. PHOTO A self-proclaimed psychic who called himself "America's Prophet" and claimed the ability to predict stock market changes was charged today by the Securities & Exchange Commission with ...

    Thu, 4 Mar 2010

    PHOTO A self-proclaimed psychic who called himself "America's Prophet" and claimed the ability to predict stock market changes was charged today by the Securities & Exchange Commission with multi-million dollar securities fraud.

  7. Photo: The Madoff Tape: How Bernie Coached Others to Fool the SEC : SEC Apologizes to Investors, Nation For Not 'Fulfilling Our Mission'

    Wed, 9 Sep 2009

    Photo: The Madoff Tape: How Bernie Coached Others to Fool the SEC : SEC Apologizes to Investors, Nation For Not 'Fulfilling Our Mission'

  8. PHOTO The Securities & Exchange Commission today unanimously proposed new measures to make it tougher to profit by short selling stocks, including reinstating the uptick rule, although it will be ...

    Wed, 8 Apr 2009

    PHOTO The Securities & Exchange Commission today unanimously proposed new measures to make it tougher to profit by short selling stocks, including reinstating the uptick rule, although it will be months before any changes go into effect.

  9. VIDEO: Laura Pendergest-Holt charged with obstructing the SEC investigation.

    Fri, 27 Feb 2009

    VIDEO: Laura Pendergest-Holt charged with obstructing the SEC investigation.

  10. VIDEO: The SEC alleges financier Robert Allen Stanford is running a Madoff-like scheme.

    Wed, 18 Feb 2009

    VIDEO: The SEC alleges financier Robert Allen Stanford is running a Madoff-like scheme.

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